FORMS

Investor Grievance Escalation Matrix

* Operational / Working hours - All Trading Days from 8.30 a.m. to 5:30 p.m.

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at https://scores.gov.in/scores/Welcome.html or Exchange at https://investorhelpline.nseindia.com/NICEPLUS/ . Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal.

Khosla Tradewise Private Limited. CIN – U66290MH2019PTC321376 | SEBI REGISTRATION NO - INZ000305931 | NSE ( TRADING NO ) - 90260

Issued in the interest of investors: Prevent Unauthorized transactions in your trading and Demat account. Update your mobile numbers/email IDs with Khosla Tradewise Private Limited. Receive alerts and information of all debit and other important transactions in your trading and Demat account directly from Exchange/Depository on your mobile/email at the end of the day. KYC is a onetime exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. For any grievances or queries related to Khosla Tradewise Private Limited., please drop an email at compliance@ktwpl.com. To see the investor charter : NSDL - https://nsdl.co.in/publications/investor_charter.php, CDSL - https://www.cdslindia.com/Investors/InvestorCharter.html, NSDL- report-mktmanipulation@nsdl.com. You can also register your complaint with NSE - https://investorhelpline.nseindia.com/NICEPLUS/, BSE - is@bseindia.com, MCX - grievance@mcxindia.com, NCDEX - ig@ncdex.com, SEBI - https://scores.sebi.gov.in/. Benefits of SEBI SCORES - effective communication, speedy redressal of the grievances.“ SEBI - Saarthi Investor Education, BSE - Educative material to become an informed investor.

Procedure to file a complaint on SEBI SCORES : Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Attention Investors :

  • Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  • Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  • Pay 20% upfront margin of the transaction value to trade in cash market segment.
  • Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  • Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
  • No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account

........ Issued in the interest of Investors
Note : Standard warning- “Investment in securities market is subject to market risks, read all the related documents carefully before investing".

RISK DISCLOSURES ON DERIVATIVES

  • 9 out of 10 individual traders in the equity Futures and Options Segment incurred net losses.
  • On an average, loss makers registered net trading loss close to Rs. 50000.
  • Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
  • Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
  • Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Source : SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.